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Experienced Legal Representation in the Investment World

In the Investment World, investors are the customers. As such, investors, both big and small, are entitled to certain services. Brokers, as the front line of customer service, have certain obligations, but are also entitled to have the support necessary to do their jobs.

The Law Offices of Brent A. Burns is a boutique law firm, located in New York City, blocks from Wall Street. We have the experience necessary to offer confident representation for investors, both big and small, and brokers, as well as other Wall Street employees. Our work in the securities world has given us the knowledge needed to represent investors in their complaints against brokerage firms, as well as assist brokers with the various aspects of brokerage transitions.

Call 888-858-5372 or e-mail our office to discuss your case today.

New York City Securities Litigators

Whether you are a private investor or a broker, you need an attorney who has practical real world experiences with situations similar to yours. Our lead attorney, Brent Burns, has worked within the financial world for many years. He has dealt with several high profile cases at larger firms and is an experienced equities trader having held the Series 7, 55, and 63 licenses. He has represented individual and institutional investors, brokers, traders and broker-dealers in both investment, regulatory and employment disputes. Of counsel attorney Christine Lazaro is currently a Supervising Attorney with the Securities Arbitration Clinic of St. John's Law School. She has spent time representing small investors, and has also represented brokers, and brokerage firms in customer disputes in mediation and arbitration.

Representing Investors

Wall Street is a heavily regulated industry. However, as a customer, it is sometimes difficult to determine whether or not something improper was done in your account. Even when you know something improper was done, its not always easy to figure out what you can do to protect your rights. Our attorneys understand the way Wall Street works, and have the insight and experience to guide clients through their cases. Most customer disputes must be arbitrated and may not be litigated in court. It is important to have an attorney who understands the arbitration process and can effectively represent you within that process. The Law Offices of Brent A. Burns offers that skill and knowledge.

Smoothing the Transition

When a broker moves from one firm to another, it is not always a smooth ride. There may be restrictions on what information you may take with you; there may be restrictions on what business you may do at your new firm; you may owe money on a promissory note to your old firm; your old firm may owe you money. You need a lawyer that can work with your old firm and your new firm so that you can continue to do your business. The Law Offices of Brent A. Burns has the experience necessary to make the transition as smooth as possible.

Personal Attention and Professional Representation

Our representation is designed to get you through your legal issues as quickly as possible. Whether you feel as though you have been given poor investment advice or are a broker looking to switch firms, we can help. With a focus on professional representation, we take a detailed examination of your legal situation and help develop successful strategies based on your individual circumstances.

We know you have a lot to worry about. Contact our firm today to discuss your legal concerns with an attorney and get objective, honest and advice from an experienced lawyer.

Law Offices of Brent A. Burns 

Toll Free: 888-858-5372
Fax: 201-731-9750

New York City:
27 Whitehall Street
4th Floor
New York, NY 10004

Alpine:
87 Ruckman Rd., Suite 102
Alpine, NJ 07620-1098

Attorney Advertising

The New York City Law Offices of Brent A. Burns is pleased to offer legal advice to clients active in the financial industry. We provide experienced and professional representation for your securities litigation and broker transition needs. 

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